Securities
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Overview
Subject area
LAW
Catalog Number
3532
Course Title
Securities
Description
Review of terminology and fundamental concepts relating (to state and federal regulation of securities offerings, markets and broker-dealers.) Roles of the issuer, broker-dealer, attorney, accountant, underwriter and legal assistant in the process by which financial assets are offered for sale in the securities market. Preparation, procedure, and approval of documents used in the offering of securities.
Pre- or Corequisite
031029
Liberal Arts
No
Department(s)
Credits
Minimum
1
Max
1
Components
Name
Lecture
Contact Hours
1